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Regulatory disclosures & documents
FINRA BrokerCheck
Rochester, NY · Wealth Advisory

Disclosures & regulatory documents.

Regulatory disclosures, Form ADV, Form CRS, Privacy Policy, and the background-verification link for this investment professional.

General information

The information on this website is provided for informational and educational purposes only. It is not intended as investment, tax, or legal advice, and it does not consider your specific objectives, financial situation, or needs. Any opinions expressed are subject to change without notice. All information is believed to be from reliable sources, but accuracy and completeness are not guaranteed.

No client relationship created

Your use of this website does not create an advisory relationship with Perrotto Private Wealth. An advisory relationship is established only through a written agreement.

Investment risk

Investing involves risk, including the possible loss of principal. Past performance is not indicative of future results. No strategy can assure a profit or protect against loss in all market environments.

No guarantees

Any examples, case references, planning concepts, or scenarios shown on this website are for illustration only. Outcomes vary based on facts, timing, market conditions, tax law changes, and other variables.

Perrotto Private Wealth may discuss tax-aware strategies and coordinate planning with your CPA and attorney. We do not provide legal advice, and we do not prepare tax returns unless explicitly stated in writing. You should consult your tax and legal professionals for advice specific to your situation.

This website may contain links to third-party websites or resources. These links are provided for convenience and informational purposes only. Perrotto Private Wealth does not control or endorse third-party content and is not responsible for its accuracy, completeness, or security practices.

Communications, privacy, and security

Please do not send sensitive personal information through website forms or email. While we take reasonable steps to protect communications, no method of electronic communication is fully secure. See our Privacy Policy for details on how we collect, use, and safeguard information.

Testimonials and endorsements

If testimonials or endorsements are shown on this website, they may not be representative of the experience of all clients. No compensation is provided unless explicitly disclosed. Results are not guaranteed.

Regulatory information

Perrotto Private Wealth is a trade name of David Perrotto, an investment adviser representative of Bright Futures Wealth Management, LLC. Securities offered through Silver Oak Securities, Inc. (SOSI), member FINRA/SIPC. Investment advisory services offered through Bright Futures Wealth Management, a registered investment advisor. Perrotto Private Wealth, Bright Futures Wealth Management, and SOSI are not affiliated. Registration does not imply a certain level of skill or training. Additional information about our services, fees, and business practices is available in Form CRS and Form ADV Part 2A/2B below.

Documents

Firm disclosure documents, listed in order of most commonly requested:

FINRA BrokerCheck

You can check the background of any registered investment professional on FINRA's BrokerCheck. The tool provides licensing, employment history, registration, and disclosure information.

Contact

For questions about this website or these disclosures, contact us at Dave@perrottowealth.com or (718) 551-7131.

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